Education, health and care plans

3.EHC needs assessment process

On this page:

    Introduction

    If you, your young person, or a professional working on your behalf makes a request for a needs assessment, our special education needs and disabilities assessment and review team, often referred to as SENDART, must follow a detailed process that takes up to 20 weeks.

    Not all needs assessments result in an EHC plan. We may decide that the needs of the child or young person can be supported by their nursery, school or college through special educational needs (SEN) support.

    What an assessment involves

    This video, produced by JayJay Media, a local video production company, was written and voiced by staff and young people and fully coproduced with parents and carers.

    It describes the education, health and care needs assessment process in a straightforward and easy-to-understand way for parents, carers, children, young people, and professionals.

    Assessment stages

    The 20-week assessment process is split into three stages. We have outlined these below.

    1 - Deciding if an assessment is needed

    Once our SENDART team receive a request, they have up to six weeks to review the request and decide whether to carry out an assessment.

    This is the same whether the request was made by:

    • you, as a parent and/or carer
    • your young person
    • a professional acting on your behalf.

    a
    Review process

    An education, health and care officer (EHCO) will contact you to explain the process in more detail and answer any questions. They will also ask you to:

    • Complete a medical questionnaire for your child or young person.
    • Share your views.
    • Talk to your child and share their views as well.

    We will use the information submitted by you and anyone working with your child or young person to decide whether an assessment is needed.

    b
    Outcome

    If we decide an assessment is needed:

    • the education, health and care officer (EHCO) will contact you to discuss the next stage of the process
    • we will also confirm this in writing, including timescales.

    If an assessment is not right for your child or young person’s needs, we will:

    • Tell you in writing within six weeks of the request.
    • Explain why we made this decision.
    • Share what we have learned with you and the education setting, so your child or young person’s needs can be met without an education, health and care plan.

    If you disagree with this decision, you can appeal. Learn about disagreements and mediation.

    2 - Needs assessment

    The needs assessment must be completed within 16 weeks of the date we received the request for an EHC needs assessment.

    You and your child or young person will be fully involved throughout the assessment process.

    a
    Educational psychologist

    An educational psychologist (EP) will contact you to arrange a time to visit and watch your child or young person in their nursery, school or college.

    After the visit, they will suggest support or strategies that could help them in their setting.

    b
    Requests for advice

    We will send a request for advice to any education, health, or social care professionals who work with your child or young person. They must reply within six weeks and provide information such as:

    • details about your child or young person’s needs
    • the current support in place
    • recommendations for future support.

    You can also ask us to request advice from other services you feel are relevant to your child or young person’s education, health, or care.

    c
    Outcome

    We will use all the evidence we collect to decide if your child or young person needs an education, health and care plan (EHCP).

    If we decide to issue an EHCP:

    • the education, health and care officer (EHCO) will contact you to discuss the next stage of the process
    • we will also confirm this in writing.

    If we decide an EHCP is not right for your child or young person’s needs, we will:

    • tell you in writing within 16 weeks of the original request.
    • explain why we have made this decision.

    If you disagree with this decision, you can appeal. Learn about disagreements and mediation.

    3 - Education, health and care plan

    The next stage is for us to create and issue the education, health and care plan (EHCP).

    We have 20 weeks from the date we receive the request for an EHC needs assessment to complete this.

    a
    Draft plan

    We'll create a draft education, health and care plan (EHCP) based on what we learned during the assessment phase.

    We will write to you and include:

    • the draft EHCP
    • all the reports gathered during the assessment process.

    b
    Your review

    Once you have received the draft education, health and care plan (EHCP), make sure you review it as soon as possible.

    You’ll have 15 days to contact the education, health and care officer (EHCO) to:

    • Discuss any questions you have.
    • Raise any changes you wish to make.
    • Tell us which school or other setting you would prefer your child or young person to attend. This could be a mainstream school or a special school.
    Please note:

    If you would prefer for your child or young person to attend a mainstream nursery, school, or college, the educational setting must confirm that it:

    • can provide the help required to meet your child's special educational needs
    • has considered the effect this could have on school resources and the education of other pupils.

    c
    Consultation with education setting

    Before we can name an education setting in an EHCP, we must consult with them to confirm that they can provide the support required to meet your child or young person’s needs. They must respond to us within 15 days.

    d
    Final plan issued

    Once we have your feedback and have spoken with the relevant education setting, we will update the EHCP with:

    • the name of the education setting your child or young person must attend
    • any changes based on your feedback.

    Then we will:

    • Share the final plan with you.
    • Arrange the support outlined in the plan.

    If you disagree with anything in the EHCP, you can appeal. Learn about disagreements and mediation.

    Please note:

    Once an education, health and care plan (EHCP) is in place, your child or young person will have it for as long as they need support with their educational, health, and care needs.

    The plan will be reviewed at least once a year to check progress and whether ongoing support is needed.

    If your child still needs help to meet their educational and training goals, they may keep their EHCP until the academic year they turn 25 years old.

    Decision-making rights at 16

    Your child or young person will gain specific decision-making rights about their education, health and care plan (EHCP) at the end of the school year in which they turn 16, when they are no longer of compulsory school age.

    This includes:

    • The right to request that a particular school or college is named.
    • The right to appeal if they disagree with the provision in the plan.

    You can still support them in making decisions or act on their behalf if they agree. The SEND code of practice states that when a young person is under 18, parents' involvement is particularly important, and schools and colleges should normally involve you.

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